This study reviews the presentation, diagnosis, and outcomes of upper lumbar disc herniations (L1-2, L2-3, L3-4). One hundred forty-one patients operated upon at three centers between 1980 and 1990 were analyzed (102 men, 39 women; 3 L1-2, 21 L2-3, 117 L3-4; average age 51.6 years; 10.4% of all lumbar discectomies performed). Preoperative signs and symptoms were highly variable. Sensory, motor, and reflex testing was variable and potentially misleading in suggesting a level of herniation. In analyzing radiographic studies (noncontrast CT, myelography, MRI) individually and using other radiographic studies and operative findings as a standard for comparison, a high false-negative rate was found for all studies when considered individually, especially at the higher L2-3 level. Intraoperative radiographs were employed with increasing frequency as the level of herniation ascended. Six operative complications (4.3%) were identified, all of which were treated and were resolving at the time of discharge. Follow-up obtained at an average of 2.2 years in 87% of patients by chart review showed no reoperations or late complications. Noncompensation patients had a significantly higher percentage of good/excellent results (86%) than those with compensation or legal claims pending (45% good/excellent results). Based upon these data, we recommend myelogram with postmyelogram CT and/or MRI in the workup of these patients and intraoperative radiographs in all cases when decompressing an upper lumbar disc herniation. Patients with compensation/legal claims should be approached cautiously, because their subjective results are significantly worse than those of noncompensation patients.(ABSTRACT TRUNCATED AT 250 WORDS)