An Alternative Consent Process for Minimal Risk Research in the ICU

Crit Care Med. 2017 Sep;45(9):1450-1456. doi: 10.1097/CCM.0000000000002539.

Abstract

Objectives: Seeking consent for minimal risk research in the ICU poses challenges, especially when the research is time-sensitive. Our aim was to determine the extent to which ICU patients or surrogates support a deferred consent process for a minimal risk study without the potential for direct benefit.

Design: Prospective cohort study.

Setting: Five ICUs within a tertiary care hospital.

Patients: Newly admitted ICU patients 18 years old or older.

Interventions: We administered an eight-item verbal survey to patients or surrogates approached for consent to participate in a minimal risk, ICU-based study. The parent study involved noninvasive collection of biosamples and clinical data at the time of ICU admission and again 3 days later. If patients had capacity at the time of ICU admission, or if a surrogate was readily available, consent was sought prior to initial sample collection; otherwise, a waiver of consent was granted, and deferred consent was sought 3 days later. Quantitative and qualitative data were analyzed.

Measurements and main results: One hundred fifty-seven individuals were approached for consent to participate in the parent study; none objected to the consent process. One hundred thirty-five of 157 (86%) competed the survey, including 94 who consented to the parent study and 41 who declined. Forty-four of 60 individuals (73%) approached for deferred consent responded positively to the question "Did we make the right choice in waiting until now to ask your consent?" three of 60 (5%) responded negatively, and 13 of 60 (22%) made a neutral or unrelated response. The most common reason given for endorsing the deferred consent process was the stress of the early ICU experience 25 of 44 (61%).

Conclusions: Most patients and surrogates accept a deferred consent process for minimal risk research in the ICU. For appropriate ICU-based research, investigators and Institutional Review Boards should consider a deferred consent process if the subject lacks capacity and an appropriate surrogate is not readily available.

Publication types

  • Multicenter Study

MeSH terms

  • Aged
  • Cross Infection / epidemiology
  • Female
  • Humans
  • Informed Consent / psychology*
  • Intensive Care Units / organization & administration*
  • Male
  • Middle Aged
  • Parents / psychology
  • Patients / psychology
  • Prospective Studies
  • Research Design*
  • Risk
  • Stress, Psychological / psychology*
  • Time Factors