Conditions for valid estimation of causal effects on prevalence in cross-sectional and other studies

Ann Epidemiol. 2016 Jun;26(6):389-394.e2. doi: 10.1016/j.annepidem.2016.04.010. Epub 2016 May 3.

Abstract

Purpose: Causal effects in epidemiology are almost invariably studied by considering disease incidence even when prevalence data are used to estimate the causal effect. For example, if certain conditions are met, a prevalence odds ratio can provide a valid estimate of an incidence rate ratio. Our purpose and main result are conditions that assure causal effects on prevalence can be estimated in cross-sectional studies, even when the prevalence odds ratio does not estimate incidence.

Methods: Using a general causal effect definition in a multivariate counterfactual framework, we define causal contrasts that compare prevalences among survivors from a target population had all been exposed at baseline with that prevalence had all been unexposed. Although prevalence is a measure reflecting a moment in time, we consider the time sequence to study causal effects.

Results: Effects defined using a contrast of counterfactual prevalences can be estimated in an experiment and, with conditions provided, in cross-sectional studies. Proper interpretation of the effect includes recognition that the target is the baseline population, defined at the age or time of exposure.

Conclusions: Prevalences are widely reported, readily available measures for assessing disabilities and disease burden. Effects on prevalence are estimable in cross-sectional studies but only if appropriate conditions hold.

Keywords: Causal effects; Cross-sectional studies; Prevalence; Survey; Target population; Validity.

Publication types

  • Comparative Study
  • Research Support, U.S. Gov't, Non-P.H.S.

MeSH terms

  • Causality*
  • Cross-Sectional Studies
  • Disabled Persons / statistics & numerical data*
  • Epidemiologic Methods*
  • Female
  • Health Services Needs and Demand
  • Humans
  • Male
  • Models, Statistical*
  • Multivariate Analysis
  • Prevalence
  • Sensitivity and Specificity
  • Sickness Impact Profile
  • Survivors / statistics & numerical data